| Name:
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William A. Dunn PhD
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| Position:
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Principal
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| Biography:
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William A. Dunn, Ph.D., born 1934, is the Chairman and Treasurer of DUNN and the
grantor of a trust that owns 100% of the stock of DUNN. He received a Bachelor of Science in
Engineering Physics degree from the University of Kansas in 1960 and a Doctor of Philosophy in
Theoretical Physics degree from Northwestern University in 1966. Since 1971, Dr. Dunn has
been engaged in the research and development of the commodity portfolio management systems
used by DUNN. During 1965 and 1966, he held research and faculty positions with the
University of California and Pomona College. From 1967 through November 1974 he was employed by several contract research organizations in the Washington, D.C. area where he conducted operations research and systems analysis studies for the Navy, Marine Corps, Coast Guard and Department of Defense. Dr. Dunn was an Associated Person (“AP”) with the Liberty
Funds Group from December 1986 through June 1990 and with William L. Crowley & Associates Inc. from May 1987 through October 1990. Dr. Dunn was a principal of Professional Futures Group, Inc. (“PFG”), an introducing broker, from March 1990 to May 1999. In September 1995, he became President of the newly formed CTA, MMM. From December 1994 to August 1997 Dr. Dunn was the President of Orion Futures, Inc. (“OFI”) a CPO and CTA.
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| Name:
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Pierre M. Tullier
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| Position:
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Principal
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| Biography:
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Pierre M. Tullier, born 1945, became general manager of DUNN in September 1979 and was promoted to Vice President in June 1982 and to President in September 1996. As President, he oversees DUNN's trading operations and computer systems and is actively engaged in DUNN's systems research programs. Mr. Tullier received a Bachelor of Science in Mathematics degree from Georgetown University in 1967 and a Master of Science in Operations Research degree from George Washington University in 1970. From 1971 until joining DUNN, Mr. Tullier was employed by ORI, Inc. and ARINC Research Corporation, contract research firms in the Washington, D.C. area, where he participated in operations research and systems analysis studies for the Navy and Coast Guard. Mr. Tullier was the Senior Vice President of MMM from August 1997 to January 2001.
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| Name:
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Daniel E. Dunn PhD, MD
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| Position:
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Principal
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| Biography:
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Daniel E. Dunn, Ph.D., M.D., born 1961, first joined DUNN as a programmer/analyst in 1975. In 1982, he earned a Bachelor of Arts in Biological Sciences degree from the University
of Virginia, Phi Beta Kappa; in 1988 he earned a Ph.D. in Immunology from the University of
Chicago and, in 1990, an M.D. degree from the same institution. He subsequently trained, taught, and conducted post-doctoral research at Stanford University, the National Institutes of
Health, and Johns Hopkins University; most recently, he was made an Assistant Professor at the University of Utah. He has published over 20 articles and chapters in peer-reviewed journals and textbooks. In March 1999, he rejoined DUNN as a Senior Associate and also assumed the position of Vice President with MMM. In November 1999 Dr. Daniel Dunn was promoted to Vice President and to Executive Vice President of DUNN in January 2001. He was promoted to
Chief Executive Officer of DUNN in December 2003.
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| Name:
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James Dailey
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| Position:
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Principal
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| Biography:
|
James R. Dailey, born 1972, joined DUNN in March 2003 as a Financial Analyst, was
promoted to Vice President of Finance in February 2007 and was promoted to CFO in December 2008. Mr. Dailey earned a Bachelor of Science in Business Administration degree from The Pennsylvania State University in 1994. He became a Certified Public Accountant in 1995. From February 1995 to August 1998, Mr. Dailey was employed at the public accounting firm Holmes Lowry Horn & Johnson Ltd. Mr. Dailey left Holmes Lowry Horn & Johnson for graduate school. Mr. Dailey attended the University of Maryland from August 1998 to May 2000, graduating with a Master of Business Administration degree. Upon graduation, Mr. Dailey joined Marriott International, Inc., a hotel management company, where he worked as Manager of Corporate Financial Planning and Analysis from June 2000 until leaving in February 2003 to join DUNN. Mr. Dailey has been listed as a Principal of DUNN since March 13, 2007 and registered as an Associated Person of DUNN since November 17, 2003.
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| Name:
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Martin H. Bergin
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| Position:
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Principal
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| Biography:
|
Martin H. Bergin, born 1960, joined DUNN in September 1997 as Accounting Systems
Manager and was promoted to Vice President & Chief Financial Officer in March 2001. In May
2007, Mr. Bergin was promoted to President while retaining the position of Chief Financial Officer.
In December 2008, Mr. Bergin relinquished the position of CFO. Mr. Bergin became the Assistant
Secretary of Martin Money Management, Inc. (MMM) a CPO & CTA in July 2001, and was the Vice President and Sole Director of MMM from January 2005 until November 2005. Mr. Bergin earned a Bachelor of Science in Business Administration degree from George Mason University in 1987. He became a Certified Public Accountant in 1988. From June 1987 to October 1989 he was employed by the public accounting firm Sullivan and Company, Ltd. Mr. Bergin left his position as a partner with Homes Lowry Horn & Johnson, Ltd., a public accounting firm, with whom he had been employed from October 1989 to September 1997 immediately prior to joining DUNN. Mr. Bergin has been listed as a Principal of DUNN since September 20, 2001 and as an Associated Person of DUNN since January 11, 2002.
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| Name:
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Daniel Dunn
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| Position:
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Principal
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| Biography:
|
Daniel E. Dunn, Ph.D., M.D., born 1961, first joined DUNN as a programmer/analyst in
1975. In 1982, he earned a Bachelor of Arts in Biological Sciences degree from the University of
Virginia, Phi Beta Kappa; in 1988 he earned a Ph.D. in Immunology from the University of
Chicago and, in 1990, an M.D. degree from the same institution. He subsequently trained, taught
and conducted post-doctoral research at Stanford University from June 1990 through June 1993, the
National Institutes of Health from July 1993 to January 1999 and at Johns Hopkins University
during 1994 and was named an Assistant Professor at the University of Utah from March 1999 to May 1999. Dr. Dunn has published over 20 articles and chapters in peer-reviewed journals and textbooks. In March 1999, he rejoined DUNN as a Senior Associate. In August of 1999, he assumed the position of Vice President at Martin Money Management, Inc. (MMM) a CPO & CTA and currently holds the positions of President and Sole Director. Dr. Dunn has been listed as a Principal of MMM since November 8, 1999 and registered as an Associated Person of MMM since July 14, 2000. In November 1999, Dr. Dunn was promoted to Vice President, then to Executive Vice President of DUNN in January 2001 and held the position of Chief Executive Office of DUNN from December 2003 through December 2006. He currently holds the title of Vice President, Systems Analyst at DUNN.
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| Name:
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Carlos G. Alvarez
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| Position:
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Principal
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| Biography:
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Carlos G. Alvarez, born 1959, joined DUNN as Senior Trader in January 1998 and was
promoted to Vice President in December 2002. Mr. Alvarez received a Bachelor of Arts in
Economics degree from the University of Colorado in 1982. Mr. Alvarez became Vice President of Martin Money Management, Inc. (MMM) a CPO & CTA in November 2005 where he has been listed as a Principal and registered as an Associated Person since November 7, 2005. Mr. Alvarez has been listed as a Principal of DUNN since May 24, 2003 and registered as an Associated Person of DUNN since February 24, 1998.
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